证券公司从事中间介绍业务的人员，禁止从事下列哪些行为（）。

2023-05-24

A.未经许可擅自开展介绍业务
B.代理客户进行期货交易、结算或者交割
C.收付、存取或者划转期货保证金
D.审查客户的开户资料和身份真实性

参考答案：ABC

《证券公司为期货公司提供中间介绍业务试行办法》第三十二条规定，选项D应为未按规定审查客户的开户资料和身份真实性。

相关推荐

Which of the following is not the cause of the decrease in the oceanic salinity?___________

2023-05-26 从业资格银行证券

Which of the following statements is TRUE according to the passage?___________

2023-05-26 从业资格银行证券

It can be known from the passage that increase in the salinity of ocean water is caused by___________.

2023-05-26 从业资格银行证券

The phrase "prior to" (Para.2) probably means___________.

2023-05-26 从业资格银行证券

The author gives substance to the passage through the use of___________.

2023-05-26 从业资格银行证券

The reader can conclude that___________.

2023-05-26 从业资格银行证券

Which of the following points is not included in the passage?___________

2023-05-26 从业资格银行证券

What's the author's attitude___________?

2023-05-26 从业资格银行证券

Why did the African nations welcome an ivory ban?___________

2023-05-26 从业资格银行证券

Since many of the older, bigger-tusked animals have already been destroyed, what did thepoacher do?___________

2023-05-26 从业资格银行证券

热门标签